Sunday, December 15, 2024

ARP336 Planning the Northwest Territory


As we’ve covered in recent episodes, with the war over, the United States focused on its western lands.  Real estate was the number one asset of the new country, and desperately needed to pay down its war debts.  Congress had also made promises of land grants to soldiers during the war, and hoped to use these western lands to make good on its promises to those veterans.

Treaty of Fort Stanwix

The Treaty of Paris gave the United states undisputed control of all the land east of the Mississippi River - from the Great Lakes to the Gulf of Mexico.  That treaty, however, was between the US and Britain.  It did not address the claims of the Native Americans who were actually living on that land.  In order for American settlers to take possession of that land, there would have to be some sort of agreement with the existing claimants of the land.  

Although much of this land was occupied by the Delaware, Shawnee, Seneca, Mingo, and other tribes, the Iroquois claimed dominion over much of these territories.  The Iroquois were made up of six tribes who lived in what is today upstate New York.  After developing trading alliances with the Dutch and later the British, the Iroquois came to dominate lands that reached as far west as modern day Illinois and as far south as modern day Tennessee.  The Iroquois had claimed the right to negotiate with the Europeans on behalf of all the tribes that lived on those lands. So the first step was dealing with any Iroquois claim on these lands.

In 1784, Congress sent a delegation of three men to meet with representatives of the Iroquois to negotiate for control over the Ohio Valley.  Arthur Lee, Oliver Wolcott, and Richard Butler, Arthur Lee travelled to Fort Stanwix, also known as Fort Schuyler, to open discussions.

I’ve mentioned Arthur Lee before.  The Virginian had spent most of the Revolutionary War in Europe as part of the diplomatic team that tried to develop European alliances.  Lee seemed to spend most of his time there badmouthing his fellow delegates and trying to obtain more power for himself.  He returned to America near the end of the war, and took a seat in the Continental Congress.

Oliver Wolcott was from Connecticut.  He had seen action against the Indians during the French and Indian War.  His experience with the Indians led to his appointment as a Commissioner of Indian Affairs early in the Revolution, with the goal of trying to keep the Iroquois neutral.

He had served on and off in the Continental Congress during the war, and also served as a General of militia for Connecticut.  General Wolcott led militia in the Saratoga Campaign, and spent much of the war fighting loyalists and Iroquois in upstate New York.  

Richard Butler grew up on the Pennsylvania frontier, where his family made rifles.  He grew up in an atmosphere of regular Indian raids on his and neighboring settlements.  When the Revolution began Congress named Butler as a Commissioner.  At the time, Butler was living near Fort Pitt, working as an Indian trader.  Butler’s goal as a commissioner was to keep the Delaware and Shawnee neutral during the war with Britain.

Butler went on to serve as a Continental officer, rising to the rank of colonel, serving under Colonel Daniel Morgan for much of the early war, then commanding his own regiment.  Butler continued in Army service through Yorktown and went home only when the Continental Army disbanded.  Butler also had a son with a Shawnee woman named Nonhelema, the sister of Cornstalk, a Shawnee leader who had been executed by American militia in 1777.

Although they took no formal role in the negotiations, James Monroe and the Marquis de Lafayette both visited the area.  Monroe arrived ahead of the Congressional delegation, on his way to look at land investments in the west.  Lafayette stopped in during negotiations, as part of a nationwide post-war tour of America.

For the Iroquois, there were a number of leaders present, twelve of them signed the eventual treaty.  Among the leaders was Joseph Brant, whom I have discussed many times for his role during the Revolution on behalf of the British.  Brant was a Mohawk chief, and also commissioned as a captain in the British regular army.  He had led numerous raids against the Americans during the war.

Also present was the Seneca Chief Cornplanter, who had also led active fighting against the Americans during the Revolution.  Cornplanter had led his warriors in the siege of Fort Stanwix in 1777, and continued to fight alongside Brant and other loyalists until the end of the war.

With the war at an end, Cornplanter found himself once again at Fort Stanwix, meeting with the American delegation from Congress, seeking to force him and the others to cede western lands.

Fort Stanwix had been the site of an earlier treaty in 1768, when the Iroquois ceded lands south of the Ohio River to British agents.  Meeting again in 1784, American agents demanded a cession of lands north of the Ohio River.

Brant informed the Americans that, while they were there to establish peace with the United States, they were not there to cede land. The Iroquois, however, were in a poor negotiating position.  They had divided among themselves during the war, with four tribes supporting the British and two supporting the Americans.  In their negotiations over the land in upstate New York, they knew the British had ceded any interest in the land and had no inclination to provide them with any military assistance should they continue to try to occupy their ancestral lands.

Over the summer, before the Congressional delegation even arrived, New York authorities, under Governor Clinton, were trying to force a cession of these lands to be opened to settlement.   The commissioners from Congress who were supposed to arrive that summer, never showed up. Brant eventually left.  He had to return to Quebec where he was working with the departing Governor Haldimand to put down on paper the promised land claims for the Mohawk that had lost lands in New York because of their support of the British.  They were promised new lands in Quebec.  Brant also planned to sail for London before winter set in to make his case for compensation to officials in London.

The Congressional delegation finally arrived in early September.  One of their first actions was to take the Indian chiefs as hostages, to be exchanged from American prisoners still held by various tribes.  Without any real military might, the native delegation had no real bargaining power.  They were forced to sign a treaty agreeing that they would continue to be held hostage until the return of all American prisoners.  

They were also forced to cede most of their claims to their homelands.  Only the Oneida and Tuscarora, which had remained allied with the Americans, would keep their home lands.  Claims to what is today most of southern New York and Northern Pennsylvania, as well as Ohio, were given up following negotiations with the New York and Pennsylvania delegations.  In exchange the commissioners made vague promises to order and deliver goods for the use of the Six nations.  

The treaty was essentially a forced land grab.  Without any military backing, the natives were forced to concede.  None of the Indian councils who reviewed the treaty agreed to ratify it and many disavowed it.  But as far as the Americans were concerned, it gave them claims to the land.

Treaty of Fort McIntosh

Having concluded the treaty, two of the Commissioners, Arthur Lee and Richard Butler, traveled to western Pennsylvania to secure lands from the local tribes as well.  The third commissioner, Oliver Wolcott, returned home to the east. The commissioners arrived at Fort McIntosh, about 25 miles north of Fort Pitt.  There they met the third Commissioner, George Rogers Clark.

Following his war service for Virginia in securing western lands, Clark worked as a surveyor of western lands, to be used to make good on promises to war veterans.  Clark had been fighting with Indians for most of his life, and had become a leading advocate for the removal or destruction of the Indians generally.  The local militia seemed to share this sentiment, as I’ve discussed in previous episodes. Several massacres in the region, including the Gnadenhutten massacre of Indian pacifists demonstrated the level of vitriol that had grown between the two groups.

Fort McIntosh had been built during the war as part of the American effort to push westward into Ohio, with the ultimate hope of taking British occupied Detroit.  Hostile native receptions prevented this from happening.  When the war ended, the Continentals turned over Fort McIntosh to the State of Pennsylvania

Originally, the commissioners hoped to meet at Cuyahoga (which is near modern day Cleveland) but opted for Fort McIntosh.  Concerns for safety, not only from Indians but also the brutal winter weather, caused the commissioners to call for the negotiations to take place at Fort McIntosh, where hundreds of Pennsylvania soldiers secured the area.

Like the treaty of Fort Stanwix, the conference at Fort McIntosh primarily consisted of the Americans dictating terms to the Indians.  Once again, the Americans took hostages from the Indian leaders, demanding they remain until the return of American prisoners taken by various tribes during the war.

The treaty made clear that these tribes were now under the "protection" of the United States.  Any claims by Britain, France, Spain, the Iroquois, or anyone else were no longer relevant.

The document forced the various tribes present: including Delawares, Wyandots, Chippewas, and Ottawas, to cede large portions of land, leaving them with reserved lands in about one-third of what is today the state of Ohio.  The Indians protested, noting that in previous treaties, they were guaranteed all lands north of the Ohio River.  The American response was simply that the US claimed these lands by right of conquest.  The Americans offered nothing in return for this land cession other than an agreement that they would not continue war against these various tribes.

The Indian leaders present signed the treaty, which was finalized on January 21, 1785.  Like the treaty of Fort Stanwix, the agreement was largely repudiated and rejected by the tribes that lived on the land.  As far as Congress was concerned though, this treaty confirmed that the land was now legally the property of the United States.

Land Ordinance of 1785

With Congress satisfied that it held a proper claim to these western lands, it once again took up the issue of how to distribute these lands and form new states.  As we covered in Episode 334, Thomas Jefferson had helped to push through a bill that laid out a series of rectangular states that would constitute new states to join the Union once they met certain population levels.  Shortly after its passage, Jefferson left to take a diplomatic post in Paris.  This all happened back in 1784.

When Congress took up the matter again in the spring of 1785, it established a new committee headed by Virginia delegate William Grayson.

During the Revolutionary War, Grayson had served as an officer in the Continental Army, for a time as aide-de-camp to George Washington.  During the later part of the war, Grayson served on the Board of War.  In 1781, he resigned and returned home to resume his legal practice.   In 1784, he took Arthur Lee’s seat in the Virginia House of Delegates when Lee left to serve in the Continental Congress.  A year later, Grayson also joined the Virginia delegation to the Continental Congress.

In April, 1784, Grayson’s committee got down to business in deciding how to deploy these western lands.  The work was largely based on Jefferson’s outline from 1784, but went on to define exactly how all the land would be subdivided and distributed.  The committee took a few weeks to work out the details, then presented their plan to Congress, which adopted it on May 20.

The Ordinance called for surveyors to create a grid of square townships, each six miles by six miles.  Within each township a one-seventh portion would be turned over to the Secretary of War for the use of Continental Army veterans.  The board of treasury would be permitted to sell other lots.  Certain lots would be reserved for the establishment of a public school in each township.  Others would be held by Congress for future sales.

It might seem odd that one-seventh was reserved for veterans in a six by six mile township.  The reason for this was that the townships were originally set to be seven by seven miles.  Congress later changed the total size of the townships to six by six, but never changed the portion set aside for veterans.

The distribution of lots within each township was very specific.  Certain lots in the center of each township were reserved for the school or for the government.  Each lot would be one mile square (640 acres).  Each lot would be numbered, beginning with one in the southeast corner, then numbering north to lot six, then starting at the bottom on the next column with lot seven, continuing until lot 36 in the northwest corner of each township.

Surveys would not only mark the grids and place markers between each lot.  They would also note any distinguishing characteristics, such as water, mountains, etc.

Officers would receive land grants ranging from 1100 acres for a major general to 150 acres for an ensign.  Enlisted soldiers would receive 100 acres.  Land that was not given to soldiers or retained by the government would be sold publicly at $1 per acre.  Any lots that remained unsold after 18 months would be returned to the Board of Treasury.

The purpose of all this was to ensure a fairer distribution of land.  All land in a township would be surveyed before being sold and distributed.  This was different from some of the older methods were lands were handed over to agents who greatly enriched themselves before turning over much of the land to others.

Even with the careful planning, the land distribution had its share of problems.  Because land sales required a cash purchase of a 640 acre lot, most regular people could not afford to buy that much.  As a result, much of the land was sold to wealthy speculators, with a large portion just going unsold.

Many people simply moved onto the frontier lands and squatted on land not being used by anyone else.  This would lead to fights when someone actually bought the land and had to evict the squatters.

As I said, most of the Indian tribes already living on the land refused to recognize the legitimacy of the treaties that took their land.  As a result, many settlers would have to fight it out with the Indians for control of the land.  

Treaty of Fort Finney

Even while Congress was in the process of working out this Land Ordinance of 1785 as it would be called, its commissioners continued to try to settle matters with the various tribes in Ohio.  Richard Butler and George Rogers Clark made their way to the area near modern day Cincinnati to meet with the local Shawnee who had largely ignored the Treaty of Fort McIntosh.  Traveling with them was Colonel James Monroe, who was doing his own survey of western lands.  Arthur Lee, who had been the third commissioner at Fort McIntosh, returned east to New York where he took up a position on the Board of Finance.

As the men moved deeper into Indian territory, they took with them a company of infantry under the command of Captain Walter Finney.  In October of 1785, upon their arrival, the soldiers built four block houses surrounded by a wall.  They named it Fort Finney.

About a month later, Butler and Clark were joined by a new third commissioner, Samuel Holden Parsons.  The former general from Connecticut received a Congressional appointment in September of 1785 to join the other commissioners “for the extinguishment of the Indian Claims to lands northwest of the Ohio.”  Parsons made his way to Pittsburgh, where he moved down the Ohio River toward Fort Finney with a force of about forty men in several small boats.  Along the way, the boats were attacked by Indians, but managed to continue down the river without any casualties.  They also came across settlers that were moving into the area without any legal basis for doing so.

Parsons arrived at Fort Finney on November 13.  The fort was still under construction, but had not suffered any attacks.  The commissioners were still awaiting the arrival of Shawnee, Wyandot, and Delaware chiefs to conduct their business. Discussions began a few weeks later with the arrival of several tribal delegations.  While Wyandot and Delaware had arrived, the Shawnee remained absent.  After some preliminary discussions in December, the commissioners left on another excursion to explore the area.

By mid-January, large numbers of Shawnee began to arrive.  Once again, the commissioners dictated pretty one-sided terms for peace, similar to those at Fort Stanwix and Fort McIntosh.  The natives would have to leave hostages at Fort Finney to guarantee the return of all prisoners being held by the Indians.  The Shawnee must acknowledge the US as the “sole and absolute sovereign” of this territory.  That they should turn over any individuals who killed, injured, or robbed settlers in the future.  The area of Central Ohio, which had been defined at Fort McIntosh would be reserved for the Indians.  They would have to give up all other land.

While some Indian negotiators proposed other terms the commissioners were unwilling to negotiate.  They were providing the terms necessary for peace.  The Indians had no choice but to accept, or remain at war with the United States.

Given that most other tribes had already accepted the terms, the Shawnee agreed and signed the Treaty of Fort Finney on February 1, 1786.

Like the earlier treaties, many tribal leaders not present later rejected the terms, as did some who were at the treaty signing.  This would not be the end of fighting.  It was, however, the end of the work for these commissioners.  The men returned east.  

Several commissioners noted passing settlers already heading west.  These were squatters with no legal claims to the land, as none had been issued yet.  Despite the risks, settlers were already moving in to claim their piece of the frontier.  Westward expansion waited for no one.

Next week: Key leaders meet at Mount Vernon to discuss the chaos that is growing under the Articles of Confederation.

- - -

Next Episode 337 Mount Vernon Conference (Available December 22, 2024)

Previous Episode 335 State of Franklin

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Further Reading

Websites

Treaty of Fort Stanwix, 1784: https://americanindian.si.edu/static/nationtonation/pdf/Treaty-of-Fort-Stanwix-1784.pdf

Bushnell, David I. “A Journey Through the Indian Country Beyond the Ohio, 1785.” The Mississippi Valley Historical Review, vol. 2, no. 2, 1915, pp. 261–62. JSTOR, https://doi.org/10.2307/1887064

Treaty of Fort McIntosh, 1785: https://beaverheritage.org/treaty-of-fort-mcintosh

Geib, George W. “The Land Ordinance of 1785: A Bicentennial Review.” Indiana Magazine of History, vol. 81, no. 1, 1985, pp. 1–13. JSTOR, http://www.jstor.org/stable/27790853

 Land Ordinance of 1785: https://www.in.gov/history/about-indiana-history-and-trivia/explore-indiana-history-by-topic/indiana-documents-leading-to-statehood/land-ordinance-of-1785

Treaty with the Shawnee, 1786: https://treaties.okstate.edu/treaties/treaty-with-the-shawnee-1786-0016

Free eBooks
(from archive.org unless noted)

Bausman, Joseph H. History of Beaver County Pennsylvania, New York: Knickerbocker Press, 1904. 

Hall, Charles S. Life and Letters of General Samuel Holden Parsons,  Binghamton, NY: Otseningo Pub. Co. 1905. 

Lee, Richard Henry (ed) Life of Arthur Lee, LL. D., joint commissioner of the United States to the court of France, and sole commissioner to the courts of Spain and Prussia, during the Revolutionary War, Vol. 2, Boston: Wells and Lilly, 1829. 

Treat, Payson J. The National Land System, 1785-1820, New York: E.B. Treat, 1910. 

Books Worth Buying
(links to Amazon.com unless otherwise noted)*

Burnett, Edmund Cody, The Continental Congress, Macmillan Co. 1941 (borrow on Archive.org). 

Graymont, Barbara The Iroquois in the American Revolution, Syracuse Univ. Press, 1972 (borrow on archive.org). 

Kelsay, Isabel Thompson, Joseph Brant, 1743-1807, Man of Two Worlds, Syracuse Univ. Press, 1984 

(borrow on archive.org

Potts, Louis W. Arthur Lee, A Virtuous Revolutionary, Louisiana State Univ. Press, 1981 (borrow on archive.org).

* As an Amazon Associate I earn from qualifying purchases.

Sunday, December 8, 2024

ARP335 State of Franklin

 335 State of Franklin


Last week, we covered the Continental Congress’ focus on setting up some form of governance for what would be called the Northwest Territory.  There were, however, other western territories whose fate was still undecided. This week, we’re going to talk about another of those western territories that was proclaimed the state of Franklin.

Land Grab

North Carolina had some basis for a land claim that reached all the way to the Mississippi River.  Most of its population, however, lived near the coast.  Settlers had moved as far west as the Appalachian mountains, but few had crossed those mountains into what was regarded as Cherokee Territory.

Like all of the new states, North Carolina was deeply in debt from the costs of fighting the war.  The Continental Congress was encouraging states to cede western lands as a way of providing an asset to pay off war debt.  

The North Carolina state legislators had a different idea. They argued that the Cherokee had given up any legal claims to the land since they had backed the British during the war.  In April 1783, the legislature opened up millions of acres of western lands for the bargain price of 10 pounds per 100 acres.  The money could be paid using specie certificates.  These were certificates issued during the war that could be exchanged for gold or silver at some later time.  Since the state did not have that specie, it offered certificate holders this land in exchange.  

Part of the problem with this is that most people had already sold their certificates at a discount to speculators who had paid them pennies on the dollar.  These speculators, many of whom were also legislators, or their friends and relatives, had the inside track on western land purchases.  Land buyers, mostly insiders, bought up four million acres in a matter of months.  The Act that permitted this quickly became known as the Land Grab Act.

Overmountain Men 

At the time, all this was happening, there were already quite a few settlements in these western lands.  Those who had settled there were known as the Overmountain men.  These men had played a critical role, not only in keeping the Cherokee contained and not overrunning the rest of North Carolina, they had also played an important role in fighting the British, particularly at Kings Mountain.

The state owed many of these men money for their wartime service, but had not paid them, not even with those paper specie certificates that they could have used to buy western lands.  Instead, the insiders were able to buy up the land before the war debts got paid.

In the spring of 1784, groups of Overmountain men petitioned the state legislature for payment of the money owed to them from the war.  The easterners, of course, preferred not to pay and accused the Overmountain men of fabricating claims that would have to be paid off through higher taxes on the larger eastern population.

Land Cession

Instead, in May, 1784, the legislature shut down the land office that was selling western lands.  A few weeks later, it voted to cede 29 million acres west of the Alleghenies to Congress to form new western territories.  They did not do this out of the goodness of their heart. They were hoping to use thig grant to pay of debts that they owed to congress, and also to reduce the overall valuation of the state since Congress was assessing payments of debt based on the total value of the state. This gave them the additional argument that they were no longer liable for the claims made by the Overmountain men since those men were no longer part of North Carolina.  This was now land controlled by Congress, and Congress should be responsible for paying off the war debts for defending it.

The legislature also voted to renege on making promised payments to the Cherokee as compensation for any claims they still had to the land.  When these payments stopped, the Cherokee began attacking the frontier settlements again, killing settlers and looting property.

Since Congress had not yet accepted this land, the settlers living in the region had no government protection from either the state or Congress.  They were on their own.

Jonesboro Convention

In August, local community leaders from Washington, Sullivan, and Greene counties met in Jonesboro to come up with a new government for the region. They opted to form a new state, separate from North Carolina. They would name the new state "Franklin" in honor of Benjamin Franklin.

There are no good records of the convention.  The only information we have consists of documents that were written at a later time.  

The delegates elected John Sevier as the convention president.  I’ve discussed Sevier in earlier episodes.  He was a leader among the Overmountain men.  He had fought in Lord Dunmore’s War in 1774, and was a colonel of militia during the American Revolution.  One of his more notable contributions was as one of the commanding officers at King’s Mountain. Most of Sevier’s combat experience came as an Indian fighter.  In recent years, he had led several campaigns against the Chickamauga who were fighting under Dragging Canoe.   

Sevier had also served in the North Carolina legislature during the Revolutionary War.  He had grown frustrated by the Assembly’s unwillingness to protect the interests of the Overmountain men.  They would not open any courthouses in the west, and provided little support for the continued fighting with the Indians on the frontier.

At the convention, several delegates made speeches for secession and forming an independent state.  One delegate read from a copy of the Declaration of Independence and then explained that many of the same reasons that caused the colonies to seek independence from Britain also applied to their need to be independent of North Carolina.  The delegates voted unanimously in favor of independence.

Delegates then voted on rules for holding a Constitutional Convention a few months later.  They agreed to select delegates based on the size of militia companies.  They also agreed to send a delegate to the Continental Congress in New York to enter into negotiations to join the union as the fourteenth state.  There was also some debate about whether portions of southwestern Virginia should be included as part of the new state of Franklin.

Delegates also voted that sheriffs and tax collectors should hold any public monies already collected for North Carolina and not send the money east until a proper accounting and division of money could be made. The delegates would return home to let the people vote on new delegates for a constitutional convention that would meet in December.

Repeal of Cession

Even before the August meeting was over, officials in North Carolina were expressing concerns about what was happening.  The independence movement in the west was based on North Carolina’s decision to cede these western lands to Congress.  The vote to cede these lands had been a close one, with many of those on the losing side feeling very strongly that this was a mistake.

Over the summer of 1784, new delegates were elected to the North Carolina legislature.  Western independence was the big issue in many campaigns.  Quite a few delegates who had voted for the cession were replaced by opponents of cession.

When the new legislature met in October, both the assembly and the Senate voted to reconsider the cession of western lands and voted decisively to repeal the cession.  Of course, there were no delegates from the western counties present, since they had already declared their independence.

A large minority of delegates objected to these votes on the age-old rule of “no take-backs”.  As one delegate put it, “the grant by the act of cession is irrevocable on the part of the State, and therefore the repeal is disgraceful.”

There is no specific reference to the independence votes that had taken place in Jonesboro, but the delegates were likely well aware of the independence movement in the west.  To help mollify the situation, the delegate voted to create a judicial district for the western counties, something they had demanded for a long time.  They also voted to form the western militia into a new brigade, naming John Sevier as the new brigadier general in command of this militia.

Constitutional Convention  

While the eastern part of the state was trying to undo everything and go back to being one big happy state again, the westerners were moving forward with their plans for Independence.  Following elections, the western delegates met in Jonesboro again in December.  Once again, they elected John Sevier to preside over the convention.

Again, the delegates voted on independence.  Perhaps based on North Carolina’s decision to repeal the land cession and pass conciliatory measures for the western counties,, the vote was not unanimous this time.  Even so, the vote “forming ourselves into a separate and distinct State, independent of the State of North Carolina” won the vote 28 to 15.

The convention voted on a constitution for their new state, that was quite similar to that of the North Carolina Constitution.  The document began with a declaration of independence.  The declaration cited North Carolina’s decision to cede their lands left them without a government.  It noted the state’s failure to provide resources sufficient to keep the Indians on the frontier contented, thus resulting in threats to their communities.  They also noted how far removed they were from the eastern part of the state, and separated by a mountain range.

After the declaration, came a 25 part bill of rights.  It was very similar to the North Carolina Bill of Rights, calling for a government derived from the people, with separation of powers, rule of law, free elections, due process - including bail, warrants, and jury trials, the right to bear arms, fore a free press and free assembly, the right to worship God according to one’s own conscience, regular elections, a ban on emoluments and monopolies, and the right of the people through their representatives to enact laws that “encourage virtue & suppress vice and immorality.”

Following the bill of rights was the new state constitution.  Once again, they borrowed very heavily from the North Carolina Constitution, setting up a Senate and House, a governor, and an independent judiciary.  One important change they made was the elimination of a property requirement to vote for members of the House, and a greatly reduced property requirement to vote for the Senate.  It also reduced the property requirement to be eligible to serve as governor.  By and large, the constitution was the same as North Carolina’s.  The westerners were not looking for a very different government, just one of their own.

This may have been more a matter of convenience, wanting to get something in place quickly.  The delegates also provided that there would be a second convention a year later to decide whether to make this constitution permanent or to make amendments that the people wanted.

The New Government

Following elections under the new constitution, the new elected assembly met in March, 1785 in Jonesboro. One of their first actions was to select John Sevier as the state’s governor. 

I've mentioned Sevier several time at the head if several of these conventions. But he was not a leading advocate of the independence movement.  In fact, after he learned that North Carolina had repealed its land cession and offered him a commission as a brigadier general, he seemed to make efforts to have the counties rejoin North Carolina. This included trying to stop the elections.  

Despite his reluctance on the issue of independence, Sevier was the most respected leader in the new state, and was elected governor.  Believing it his duty to carry out the will of the people, Sevier took office and organized his administration.

The new assembly passed laws establishing that private property claims under the laws of North Carolina would continue to be respected by the Franklin government.  It divided the three counties to create a total of seven counties in the new state, including Sevier county, named for the new governor.  The legislature established a state militia and a public school system, appointed very government officials and allowed for the circulation of North Carolina currency.  It established property taxes and poll taxes to fund the state government and established salaries for the governor and other state officials.

Perhaps the biggest issue for the new government was dealing with its neighbor, North Carolina, which refused to accept Franklin’s independence. North Carolina Governor Alexander Martin, hoping to avoid an all-out war, sent a letter to Governor Sevier, who he addressed as General Sevier. 

He sent Major Samuel Henderson, who had lived on the frontier for many years to deliver the letter.  Martin also wanted Henderson to give him some intelligence about what was happening.  There was still some debate over whether the Franklin government had acted based on the land cession that had been repealed and might be convinced to return to North Carolina rule.  Henderson also had instructions to put together a list of names of leaders of the new government and get a sense if this was the work of a few powerful men, or a more broad based movement.

Henderson arrived in Jonesboro, finding the Franklin Assembly in session.  He presented his letter to Sevier, who then turned it over to the Assembly.  Martin’s letter essentially said North Carolina offered the ceded territory to Congress for financial reasons that Congress was not willing to accept.  Therefore, the cession was reversed and you guys are all still part of North Carolina.  

The Franklin Assembly responded to the letter with one of their own, again citing the rule of “no take-backs.”  They did not care if the reasons for the initial land cession weren’t right.  The fact was that North Carolina had declared that these lands were not part of North Carolina and that they had every right to form their own government.  The response also complained about North Carolina simply using these western counties as a place to collect tax revenue, without ever providing government services or assistance with Indian conflicts.  They ended the letter by quoting their own declaration of independence and asserting that Franklin was, and would remain, an independent state.

Fight for Statehood

Governor Martin realized that the western counties were not going to submit peacefully.  In April of 1785, he released a Manifesto to the people of western North Carolina that they were being led astray by designing men and that their revolt against the government of North Carolina would not be tolerated.  Martin appealed to them not to abandon the North Carolina that they had fought for during the Revolution.  If they had complaints about North Carolina’s rule, they could talk about reforms.  Independence, however, was off the table.  He called on the people to accept North Carolina’s rule, or he would be forced to do so by military force and civil war.

North Carolina printed and circulated Martin’s manifesto to the western counties.  In response, Franklin Governor Sevier printed his own proclamation, calling the manifesto an attempt to spread sedition and stir up insurrection against the Franklin government.

That summer, the people of Franklin reelected Governor Sevier.  The people of North Carolina replaced Governor Martin with Richard Caswell, who had also served as governor during the Revolutionary War.  The new governor took a softer tone, distancing himself from Martin’s Manifesto.  He did, however, write to Sevier after taking office in June, 1785, hoping they could address the western counties political concerns and restore political harmony under North Carolina’s government.  He was not ready to recognize Franklin’s independence either.

Franklin’s leaders continued to press their case.  That spring, they had sent William Cocke to New York to petition the Continental Congress to accept North Carolina’s cession of land and to admit Franklin as the 14th State in the Union.  Cocke was the ideological father of Franklin.  When Governor Sevier had waffled on the issue of independence, Cocke had convinced him to remain firmly in support of the state and to accept the governorship.  Cocke was a lawyer.  He owned a large plantation in Franklin, and had served in the North Carolina assembly before independence.

Knowing North Carolina’s opposition, the Continental Congress tried to table the request to accept North Carolina’s land cession, despite the repeal.  Seven states voted to consider the matter.  After some debate, supporters could not get the support of two-thirds of the states to adopt the resolution.  Instead, they passed a resolution asking North Carolina to reconsider its repeal of the land cession.

Encouraged by the apparent support of the majority of states in the Union, the people of Franklin continued their fight for Independence.  After a second annual election in the summer of 1785, a new  session of the Franklin legislature met. 

As the first Constitutional Convention had provided, a second constitutional convention met that fall.  The Reverend Samuel Houston offered up several amendments including a ban on office holders  who engaged in swearing, gambling, drunkenness, or breaking the sabbath.  He also wanted a legislature of just a single house, and a rule that all laws must be printed and circulated to the public before they could be voted into law. I should mention that this Sam Houston is not related to the Sam Houston who later became governor of Tennessee and later Texas.

The convention voted down these changes, but the dispute led to a public fight, with both sides publishing pamphlets to promote their views.  One pamphlet was even ordered burned by the court after finding it to be “treasonable, wicked, false, and seditious libel.”  Despite the controversy, the old constitution remained largely intact.

For the next few years, Franklin continued to operate as an independent state.  North Carolina never conceded independence. Like Vermont, Franklin operated as a sovereign state but was denied membership in the Union.  Governor Sevier made treaties with the Cherokee, encouraged immigration from neighboring states, and helped the new state to continue to grow.

Next week, we continue the discussion of westward expansion as the Congress finalizes the treaty of Fort McIntosh and the Land Ordinance of 1785.

- - -

Next Episode 336 Treaty of Fort McIntosh 

Previous Episode 334 Land Ordinance of 1784

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Further Reading

Websites

State of Franklin: https://www.ncpedia.org/franklin-state

The True Story of the Short-Lived State of Franklin https://www.smithsonianmag.com/smart-news/true-story-short-lived-state-franklin-180964541

Keedy, Edwin R. “The Constitutions of the State of Franklin, The Indian Stream Republic, and the State of Deseret” Penn Law Review, Vol. 101 p. 516. https://scholarship.law.upenn.edu/cgi/viewcontent.cgi?article=7935&context=penn_law_review

Alden, George Henry. “The State of Franklin.” The American Historical Review, vol. 8, no. 2, 1903, pp. 271–89. JSTOR, https://doi.org/10.2307/1832926

DeWitt, John H. “HISTORY OF THE LOST STATE OF FRANKLIN.” Tennessee Historical Magazine, vol. 8, no. 3, 1924, pp. 167–70. JSTOR, http://www.jstor.org/stable/42637492 

Fink, Paul M. “Some Phases of the History of the State of Franklin.” Tennessee Historical Quarterly, vol. 16, no. 3, 1957, pp. 195–213. JSTOR, http://www.jstor.org/stable/43746574

Kastor, Peter J. “‘Equitable Rights and Privileges’: The Divided Loyalties in Washington County, Virginia, during the Franklin Separatist Crisis.” The Virginia Magazine of History and Biography, vol. 105, no. 2, 1997, pp. 193–226. JSTOR, http://www.jstor.org/stable/4249637

Keedy, Edwin R. “The Constitutions of the State of Franklin, the Indian Stream Republic and the State of Deseret.” University of Pennsylvania Law Review, vol. 101, no. 4, 1953, pp. 516–28. JSTOR, https://doi.org/10.2307/3309935

Lacy, Eric Russell. “The Persistent State of Franklin.” Tennessee Historical Quarterly, vol. 23, no. 4, 1964, pp. 321–32. JSTOR, http://www.jstor.org/stable/42622778

Free eBooks
(from archive.org unless noted)

Constitution of the State of Franklin (1784)” American Historical Magazine, Oct. 1904. 

A declaration of rights: also, the Constitution or form of government agreed to, and resolved upon, by the representatives of the freemen of the State of Frankland, elected and chosen for that particular purpose, in convention assembled, at Greenville, the 14th of November, 1785. 

Arthur, John Preston Western North Carolina: A History (from 1730 to 1913), Raleigh, NC: Edward Buncombe Chapter of the DAR, 1914.  

Gilmore, James R. John Sevier as a commonwealth-builder, New York: D. Appleton and Co. 1898. 

Turner, Francis Marion Life of General John Sevier, New York: The Neale Publishing Co. 1910. 

Williams, Samuel Cole History of the Lost State of Franklin, Johnson City, TN: Watauga Press, 1924. 

Books Worth Buying
(links to Amazon.com unless otherwise noted)*

Barksdale, Kevin T. The Lost State of Franklin: America's First Secession, Univ. Press of Kentucky, 2009 (borrow on archive.org).

Gerson, Noel B. Franklin, America's "Lost State", New York: Crowell-Collier Press, 1968 (borrow on archive.org).

Rigdon, John C. First Families of the Lost State of Franklin, CreateSpace, 2014.

* As an Amazon Associate I earn from qualifying purchases.

Sunday, November 17, 2024

ARP334 Land Ordinance of 1784

With the Revolutionary war having come to an end, the Continental Congress still needed to deal with issues related to promises made to the Continental Army.  Part of those promises would be dealt with by giving veterans western lands  To do that, it needed to deal with conflicting state claims to western lands.

States Cede Territories

Back in 1763, London had tried to prevent western migration beyond the Appalachian Mountains.  Prior to that, British colonial charters had been vague on western borders, or sometimes clearly in conflict with other charters.  Part of the reason for this is that Britain wanted to push western claims as far as possible when it was competing with French claims from Quebec.  As a result, states like Massachusetts, Connecticut, New York and Virginia all had documents that pushed far into the west, by some interpretations, all the way to the Pacific Ocean.

The newly ratified treaty of Paris set the western border at the Mississippi River.  That left the question as to what to do with all the land between the Appalachian Mountains and the Mississippi River, where Spanish control began.

Jefferson's Proposed New States
During the debates over ratification of the Articles of Confederation, states without claims to western lands demanded that all states cede these claims in order to prevent small states from being overwhelmed by larger neighbors who claimed large portions of North America.  The result of part of this was Maryland’s refusal to ratify the Articles until Virginia ceded much of its claims to western lands.  Maryland demanded that these western lands be ceded to the United States with all other states abandoning their claims to the land.  

Despite these demands, Virginia opened up a land claims court in Kentucky.  It also had people like Colonel George Rogers Clarke on the ground claiming lands along the Mississippi, in what is today Illinois, as Virginia territory.  The impasse remained for years, until Virginia finally agreed to give up its claims to land north of the Ohio River on the condition that all states ratify the Articles of Confederation.  This left only what is today West Virginia and Kentucky within Virginia’s state borders. Finally, because of this concession in 1781, Maryland ratified the Articles, bringing them into effect.

Even after that, Congress had trouble negotiating details of various state borders and making sure all other state claims were turned over to Congress.  New York fought for some time to condition its cession on the guarantee that the other states would recognize its claims to Vermont.  Virginia was still focused on border disputes in the southwest corner of the state which conflicted with claims from North Carolina.  There were also claims of private land companies which also might pose legal problems for Congress.

Eventually, New York dropped the condition of other states agreeing to its claim of Vermont.  It did not drop the Vermont claims.  It simply said it wouldn’t hold up the western land issue until the Vermont issue was resolved.  Virginia similarly did not condition its border dispute with North Carolina on its cession of lands north of the Ohio River.  

The Congressional Committee trying to resolve all matters also tried to get concessions from Massachusetts and Connecticut that they would give up claims to these lands as well.  Both states failed to give such an assurance for several years.

Return of Jefferson

I’ve mentioned before that many of the more distinguished delegates to the Continental Congress had left by the end of the war.  One big reason for this was the imposition of term limits.  The fact that delegate pay could not even cover living expenses also meant that those who were not independently wealthy often had to find some other job that would help pay the bills.

One notable name that did return to Congress around this time, was Thomas Jefferson.  The young Virginian had been a delegate early in the war, when he penned the Declaration of Independence.  Shortly afterward, he returned to Virginia.  

The end of the war was also a pretty low point in Jefferson’s life.  He had left the office of the Governor in the summer of 1781, after getting pretty universal low marks for his term of office.  Voters were particularly unhappy with his handling of the British invasion of the state and the government’s inability to mount an effective defense.

Jefferson spent the next two years as a private citizen.  He devoted much of his time to his plantation, and to writing his Notes on the State of Virginia.  During the summer of 1782, domestic tragedy came in the form of his wife Martha becoming gravely ill and bedridden. She had given birth to her seventh child that May and never seemed to recover.  In September, she died.

Jefferson had remained with Martha through her illness.  He had been asked several times to serve as a foreign minister in France, but refused to leave his wife.  After her passing, Congress once again asked him to go to France to work on the peace treaty.  This time, Jefferson agreed.  He left his two younger daughters with relatives, and took his eldest, ten year old Patsy, to accompany him to Europe.

They hoped to catch a ship to France from Baltimore, but found the harbor frozen so that no ships could leave.  Instead, Jefferson headed to Philadelphia.  There, he stayed in a boarding house with Virginia delegate James Madison.  Jefferson occupied his time by reading up on the secret correspondence between Congress and the American Peace delegation in France.

 Jefferson and Madison knew each other before this, but became closer during this time.  Jefferson encouraged Madison in a love interest during this time.  The 32 year old bachelor had become infatuated with Kitty Floyd, the 15 year old daughter of New York Delegate William Floyd, who was living in the same boarding house as Jefferson and Madison.  With Jefferson’s encouragement, Madison and Floyd became engaged.  

Shortly after that, word arrived in Philadelphia that the Peace Commissioners had agreed to a preliminary peace treaty with Britain.  This resulted in both Jefferson’s and Madison’s plans being thwarted. With the treaty already finalized, Jefferson saw no reason to go to France and decided to return home to Virginia. 

The news of the peace treaty also caused Floyd to take his family back to Long Island for the first time since the British had captured the island seven years earlier.  Kitty, having turned 16, went back to New York with her father.  While separated from her fiancé, Kitty fell in love with a medical student and broke off her engagement with Madison.

After Jefferson returned home, the Virginia legislature voted for Jefferson to serve as a delegate to the Continental Congress in June, so Jefferson planned his return to Philadelphia once again.  Before he could leave Virginia, Congress moved to Princeton following the mutiny of Continental Soldiers in Philadelphia in late June.  Jefferson headed north in November, but went to Philadelphia around the same time that Congress was preparing to move to from Princeton to Annapolis. It seems that Jefferson did make a showing in Princeton to take his seat in Congress, but he very quickly returned to Philadelphia.

While in Philadelphia, Jefferson met up again with Madison and found a tutor for his daughter Patsy.  Leaving his daughter in Philadelphia, Jefferson and Madison left for Annapolis in late November, planning to arrive just before the opening of the new session of Congress there. 

Jefferson seemed to be on the same page as Madison, believing that the Articles of Confederation needed to be strengthened, with more power over the states.  Jefferson had been assigned to a committee to ratify the final peace treaty.  I mentioned a few episodes back that the treaty had arrived in November, and had to be ratified and sent back to Europe by March 3, 1784.  Jefferson wrote repeatedly about his frustration that Congress could not get nine state delegations to show up and ratify the treaty in a timely manner.

Once the delegates finally showed up in January, 1784, and ratified the treaty, Jefferson could focus more on other issues.  During this time, he regularly corresponded with George Washington.  The former general asked Jefferson’s advice about The Society of the Cincinnati.  Jefferson thought Washington should distance himself from the Society.  Jefferson also encouraged Washington to get more involved in a project that would link the Potomac and Ohio Rivers, believing that trade with the west would be a key commercial center of growth in the post-war era.

Governing Western Lands

While Jefferson and Washington were considering how to link Virginia to the Northwest territories, Jefferson also sat on the Congressional committee that was deciding how this territory would be governed.

By the time Jefferson arrived in Congress in late November, 1783, various committees and advisors had already put forward quite a few suggestions on how to handle the new territories. While he was in Princeton, awaiting the evacuation of New York, George Washington had suggested that much of the area be established as one or two large inland states, which would be areas being opened to white settlement while other areas being reserved for the Indian tribes that lived in the region.

There also had been a debate on how the territories would be governed.  Congress would institute a temporary government that would remain in place until the territories had a population sufficient to form its own state government.  At that time, the people could apply to Congress for statehood and admission to the union as an equal partner to the existing states.  There was no serious consideration of keeping the territories in a perpetual colonial status.  There was, however, a debate over the process by which they became states.

There would have to be some period of time when Congress governed the region directly.  Elbridge Gerry of Massachusetts offered an amendment to ensure that Congress would be solely responsible for governing the territory.  Individual states would have no direct say over the region.

Samuel Huntington of Connecticut offered another amendment which required that the new governments be based on republican principles.  The people could not choose to form a monarchy or a dictatorship.  David Howell of Rhode Island wanted a slightly different solution, giving the residents a greater say in the initial government to the people who lived there. This was voted down since Congress did not really trust the frontiersmen who made the initial settlers to be capable of establishing a government under republican principles and respectful of the rights and liberties of the people.  Congress would have to control the region until a sufficient population settled and created real civilization to form a proper state government.  

When Jefferson arrived, he was given the chairmanship of a succession of committees that were responsible for sorting out these issues.  By February of 1784, Jefferson was working on a committee with Howell, as well as Jeremiah Chase of Maryland.  By that time, it seemed that the committee had already worked out most of the details, but it took several more weeks before the committee issued its final report.

Land Ordinance of 1784

In March 1784, Jefferson’s committee issued its report.  Around this same time, Congress formally accepted the Virginia session of western territories that today make up Ohio, Indiana, Illinois, Michigan, Wisconsin, and part of Minnesota.  

While initial proposals suggested that settlers define the actual borders of the new territories, Jefferson disagreed with this approach.  His final report suggested drawing relatively straight lines through the territory, creating a series of rectangular shapes without regard to natural boundaries.

The report mapped out about ten states and gave all of them names. A few of the state names are similar to ones actually used, like Michigania and Illinoia.  Another was named after the hero of the Revolution (Washington) and another for a critical event in the war (Saratoga).  The rest of the state names seemed to flow from Jefferson’s imagination, combined with his appreciation for Greek and Latin:  Cherronesus, Sylvania, Assenisipia,  Metropotamia, Polypotamia, and Pelisipia.

Within each territory, the settlers could establish their own constitution and laws, and that when the population of the territory reached 20,000, they could hold a state convention to establish a temporary constitution.  When the population grew to be the size of the least populous state already in the Union, it could apply for statehood.  At the time, the least populous state was Delaware, with a population of around 50,000.

The report also recommended that slavery be banned from the new territories beginning in 1800.  This change would have required the support of nine states.  In the end, only eight supported the prohibition on slavery.  Maryland, South Carolina voted against this.  Virginia’s delegation left Jefferson in the minority and also voted against it.  North Carolina’s delegation was divided and, therefore, could not support it.  New Jersey did not have a full delegation present to vote.

Jefferson later wrote about the absence of one New Jersey delegate whose illness prevented the adoption of the prohibition on slavery “Thus we see the fate of millions unborn hanging on the tongue of one man, and heaven was silent in that awful moment.”   The debate, however, did have a strong impact on Jefferson.  Around this same time, he also submitted a draft constitution to the Virginia Assembly which would have ended slavery by granting freedom to the children of any slaves born after 1800. We touched on this issue a couple of weeks ago.  The notion of abolition in Virginia was, of course, rejected. 

He wrote later that he would no longer risk his “usefulness” fighting against slavery.  Although he retained his concerns on the matter, and continued to write against it privately, he realized that such issues would hold him back in politics, and would also make it more difficult for him to champion many other policies.

Debate over the bill continued for nearly two months.  The final ordinance which Congress adopted on  April 23, 1784, mostly relied on the principles set forth by the committee.

The new state would be required to remain forever part of the United States.  They would be subject to the Articles of Confederation and all laws passed by Congress.  Congress would remain in charge of all lands until sold.  New states would be liable for their share of repaying all of the public debt that Congress had to repay.  New states could not impose a tax on land owned by the United States.  Any governments created had to be republican.  Non-residents could not be taxed on land at a higher rate than residents.

Territories could send a delegate to Congress for purposes of debate, but could not vote until admitted as a state with the approval of two-thirds of the existing states.  Until new territories had been established, Congress would remain the sole authority over laws for the region.

The final ordinance left out the exact borders of each state, as well as the names that the committee had recommended, but it did include language spelling out the use of straight lines and maintaining relatively small states.  

With the controversial provision about slavery removed, the Ordinance passed easily.  Only one state voted against the ordinance, South Carolina.

Further Plans

Jefferson also thought that western plans should go beyond the territories already ceded.  He was making plans for western territories south of the Ohio River, on lands that were still claimed by Virginia, as well as the Carolinas and Georgia.  He wrote to Madison, who had returned to the Virginia Assembly at the beginning of 1784, urging him to get the Assembly to cede additional western lands, so Congress could form new territories.  He also wrote to George Washington, expressing the same hope.

Part of the reason for this is that Jefferson did not want states so large that there were different regional interests within the state.  Smaller states would remain more homogenous and more likely to maintain a republican government that did not attempt to force policies on unwilling minorities in distant parts of a state.  Because settlers in the western parts of Virginia had different interests than those in the east, it made sense for them to form their own states.

Jefferson’s interest in the west, however, would be set aside after the passage of this ordinance.  A few weeks later, in May, Congress appointed Jefferson to join Adams and Franklin in France as part of a larger effort to establish more alliances and trade agreements in Europe.

Jefferson almost immediately submitted his resignation to Congress.  He spent the next few weeks preparing for his departure, collecting his daughter Polly from Philadelphia, and bringing with him to Europe one of his teen aged slaves, James Hemings, to be trained as a French chef in Paris.  James was the half brother of Jefferson’s wife Martha, but because his mother was a slave, he remained a slave.

Jefferson made his way to Boston.  On July 5, after celebrating America’s eighth Independence Day, he boarded a ship for France.

The Ordinance Languishes

Although the Land Ordinance of 1784 made some progress toward resolving how the western territories would evolve, there was still plenty of work to do on the matter.  Treaties needed to be worked out with the natives who still claimed most of this land.  British soldiers still occupied parts of it.  How the new land would be sold or distributed to land owners still needed to be resolved.  There were even still some land claims by Massachusetts and Connecticut that needed to be terminated.

While the Ordinance had made some progress, there was still work to do before any of this could be implemented.  Congress ended its session in June, planning to take up further issues in the next Congress.

Americans, however, were very much looking west as America’s future.  We’ll see more of that next week as Americans try to establish a fourteenth state, called Franklin.

- - -

Next Episode 335 The State of Franklin 

Previous Episode 333 Slavery and Revolution

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Further Reading

Websites

Report from the Committee for the Western Territory to the United States Congress: http://jeffersonswest.unl.edu/archive/view_doc.php?id=jef.00155

“III. Report of the Committee, 1 March 1784,” Founders Online, National Archives, https://founders.archives.gov/documents/Jefferson/01-06-02-0420-0004

Report from the Committee for the Western Territory to the United States Congress: http://jeffersonswest.unl.edu/archive/view_doc.php?id=jef.00155

“V. The Ordinance of 1784, 23 April 1784,” Founders Online, National Archives, https://founders.archives.gov/documents/Jefferson/01-06-02-0420-0006

Ordinances Related to Western Lands: https://csac.history.wisc.edu/document-collections/confederation-period/ordinances-related-to-western-lands

Berkhofer, Robert F. “Jefferson, the Ordinance of 1784, and the Origins of the American Territorial System.” The William and Mary Quarterly, vol. 29, no. 2, 1972, pp. 231–62. JSTOR, https://doi.org/10.2307/1921145

Horsman, Reginald. “Thomas Jefferson and the Ordinance of 1784.” Illinois Historical Journal, vol. 79, no. 2, 1986, pp. 99–112. JSTOR, http://www.jstor.org/stable/40191942

McCormick, Richard P. “The ‘Ordinance’ of 1784?” The William and Mary Quarterly, vol. 50, no. 1, 1993, pp. 112–22. JSTOR, https://doi.org/10.2307/2947238

Free eBooks
(from archive.org unless noted)

Journals of Congress: 3d day of Nov. 1783 to 3d day of June, 1784 (Google Books). 

Hulbert, Archer Butler Ohio in the time of the Confederation, Marietta Historical Commission, 1918. 

Books Worth Buying
(links to Amazon.com unless otherwise noted)*

Havighurst, Walter Land of Promise The Story of the Northwest Territory, Macmillan Company, 1946. 

Lindley, Harlow & Norris F Schneider & Milo M Quaife, History Of The Ordinance Of 1787 And The Old Northwest Territory, Kessinger Publishing, 2010. 

Meacham, Jon Thomas Jefferson: The Art of Power, Random House, 2012. 

* As an Amazon Associate I earn from qualifying purchases.