Showing posts with label New York. Show all posts
Showing posts with label New York. Show all posts

Sunday, June 15, 2025

ARP356 Federalist Papers and New York

Last week we covered the ratification of the Constitution by the largest state, Virginia, bringing the total to 10 states.  The other really critical state remaining was New York.

New York is Reluctant

The empire state was skeptical of the new constitution before it was even written.  Governor George Clinton had dominated New York politics for years.  He had served as governor since 1777, when the position was first established.  Before that he has served in the New York’s General Assembly, the Continental Congress, and as a general in the Continental Army.  He was extremely popular, and was even elected both governor and lieutenant governor in 1777.

NYC Celebrates Ratification
Clinton was also a political opponent of Alexander Hamilton.  The newcomer to New York Politics inherited Clinton’s wrath by marriage.  While Hamilton and Clinton had gotten along well as fellow Continental officers during the war, Hamilton had married the daughter of Philip Schuyler, who was probably Clinton’s strongest political opponent in earlier times.  Hamilton took up many of the same political causes that Schuyler had advocated once Hamilton began serving in the NY state legislature and the Confederation Congress.

When Hamilton introduced a motion to send five delegates to the Constitutional Convention in 1787, Clinton was skeptical.  The governor had his supporters in the legislature reduce the number of delegates to three, and sent Hamilton along with two strong ideological opponents of a stronger federal government, State Senator Abraham Yates, Mayor of Albany John Lansing.  These two delegates assured that New York would oppose Hamilton’s vision of a much more powerful federal government.  Both of these men left the Convention early to inform Clinton about what was happening.  Their absence meant that New York could not vote on anything else at the convention since it required at least two votes.  Hamilton would be the only NY delegate to sign the Constitution.

Clinton found his base of political power in the small yeoman farmers of New York.  These were opposed to the merchants in the city, and the large land owning aristocratic leaders like Phillip Schuyler.  Clinton also acted as a moderate.  Keeping in mind his political base, he still tried to put forward moderate policies that would benefit everyone.  New York had avoided much of the strife and economic difficulties that New England experienced in the post war era.  This had allowed him to continue serving as a popular four term governor by 1788.  

Doctors Riot

New York still had its issues.  In 1786, Clinton had called out the militia to help suppress some spillover from Shays’ Rebellion.  In 1788, while in the middle of the debate over ratification, Clinton had to call out the militia again.  This time for the doctor’s riot in New York City.  The doctor’s riot had nothing to do with the Constitution or national politics, but it is an interesting story, that happened at this time, so I suppose I should give it a quick mention.

There is some question about the story that sparked the riot.  While it seems to have some basis in fact, parts of it may have been made up or exaggerated.  In any event, I’ll give you the story and you can decide.

In April of 1788, a group of boys were playing near a lab at New York Hospital and saw a medical student dissecting a woman.  The boys wondered who the woman was, the student responded in a particularly “New York” way, and told them the body was “your mother”.  By coincidence, one of the boys had recently lost his mother.  He went home to tell his father.  His father then picked up a shovel and dug up his wife’s grave.  It was empty.  There is no evidence that the body the med student was working on was actually this same person.  Medical students had, for years, been digging up fresh graves for dissection.  More accurately, they would often pay grave robbers for bringing them fresh bodies, no questions asked.

Typically robbers would take bodies from the Negro Burial Ground, or the potter’s field for poor people, which did not raise much fuss, at least not among people who had the power to do anything about it. But in February, 1788, a newspaper reported that a white woman’s body had been stolen from Trinity Churchyard.  So when this event happened in April, New Yorkers were already primed for action.  

A mob quickly formed and stormed the hospital, causing doctors and medical students to flee.  The mob found three bodies, one boiling in a kettle to remove flesh from the bones, and two others cut up, with parts hanging around the room.  The mob destroyed the rooms, and took much of the specimens into the street, where they were burned in a large fire.  There was some effort to throw a couple of medical students who had been captured into the fire as well.  But the sheriff arrived and removed them to jail for their own protection.

After discussing the matter further that evening, probably in taverns, many memes of the public decided that more action was needed.  A mob of hundreds of people surrounded Columbia College.  Alexander Hamilton appeared and tried to calm the mob.  They pushed him aside and entered the areas where they thought they might find bodies or body parts.  The staff had removed them the night before.  Still unhappy, the mob, which grew to about 5000, broke into the houses of several doctors, searching for bodies.  

They finally ended up at the jail, demanding access to the medical students who had been arrested the day before.  The prisoners had to fend off attacks with rocks and bricks.  When one of the rioters got inside the jail, the guards killed him, which only angered the rioters even more.  Several more prominent leaders tried to quell the violence.  John Jay was hit in the head with a rock.  The former general Baron von Steuben, was hit with a brick.  Hundreds of militia rushed to the jail.  Clinton had sent them with strict orders not to fire on the mob.  However, when the mob attack the militia, they fired in self defense.  At least three rioters and three militiamen were killed in the fight, although some observers put the death count at twenty.

In the following days, many doctors published ads proclaiming that they had never taken a body from anywhere in the city.  This, of course ignored the fact that potter’s field and the Negro Burying ground were outside the city limits.  Vigilantes formed “Dead Guard Men” armed groups that patrolled the cemeteries night and day to prevent grave robbing.  A grand jury investigated the riots, but never resulted in any convictions.  

The issue seemed to subside after that, and there is no evidence that this had any impact on the debates over ratification, although the riots took place only a week or two before the elections of delegates to New York’s ratifying convention.

Antifederalist Arguments

Despite the occasional riot, New York was doing pretty well and things were pretty stable, especially when compared to New England.  Even so, New York had a divide similar to those in other states. The merchant class, particularly in New York City, favored the new constitution, which they believed would improve trade and establish more economic stability across the continent.  

At the same time farmers throughout the state opposed the constitution.  One reason New York was doing well was because of the massive revenues from tariffs collected in New York City.  This allowed the state to keep other taxes lower, meaning small farmers were not hit as hard with state taxes.  The new constitution would give those tariff revenues to the federal government, meaning the state would likely have to increase property taxes, hitting hard on struggling farmers.  New York had also confiscated a large amount of land from loyalists.  The new constitution was seen as a way for these loyalists to sue for the return of their property, pursuant to the peace treaty of 1783.  Patriot farmers who may have obtained this land a decade ago, might find themselves thrown off of their farms.

Governor Clinton’s political base rested with these farmers who opposed the new constitution.  He was in no hurry to get behind it.  He also did not come out forcefully against it.  In the fall of 1787 the state assembly was not in session, and Governor Clinton saw no reason to call a special session to consider the constitution.

The two New York delegates who had opposed Hamilton at the Constitutional Convention, Yates, and Lansing, began writing articles and essays in opposition to the Constitution, arguing that it would destroy New York’s sovereignty.  We see many of the arguments made in other states: the Convention in Philadelphia had exceeded its authority, there was no bill of rights, and so on.  One very local objection was giving up the revenue from the Port of New York.  Opponents also seized on the Senate in particular as being an aristocratic body.

Federalist Papers

Of course, the federalists fought for ratification in the state.  Leading that fight was Alexander Hamilton.  As early as July of 1787, two months before the convention in Philadelphia even ended, Hamilton had published an anonymous article criticizing the governor’s lack of support for the convention.  He argued the governor was more concerned about protecting his own power than the national good.

Beginning in late October, about a month after the Philadelphia Convention had ended, Hamilton published his first essay in favor of ratification and extolling the virtues of the new Constitution.

Hamilton hoped to recruit others to help write a series of articles explaining the benefits of the Constitution and encouraging New Yorkers to support its ratification.  The first man he sought for help was fellow New Yorker John Jay.   

Hamilton also reached out to William Duer, another New York finance guy. Duer wrote one or two essays.  Hamilton, however, did not consider his work up to the task, and removed him from the project.  Hamilton also reached out to Gouverneur Morris.  Morris had been a Pennsylvania delegate to the Convention, but had lived most of his life in New York, and had recently purchased a new home in the state.  Morris, however, was too busy to get involved in the project.  Hamilton then turned out of state, to James Madison of Virginia.

Hamilton, Jay, and Madison worked out a plan to divide the essays into their areas of expertise.  Jay, who had served as a diplomat in Europe and who had negotiated several treaties, focused on foreign relations.  Madison had long studied the history of ancient republics.  Many of his essays focused on historical reasons for why the Constitution had certain features.  The author of the Virginia plan also focused on the many checks and balances in the new government, and how they would prevent factions that were prevalent in many state governments from being able to take control of federal power.  Hamilton focused more on the executive branch, the judiciary, as well as taxation and the military.

It was common practice for both advocates and opponents to publish their essays under pseudonyms, usually drawn from ancient Rome.  Antifederalists in New York commonly published under the name Brutus or Cato.  Some historians suspect that Governor Clinton himself was Cato. Initially, Hamilton had begun publishing simply as “Citizen of New York”.  However, once Madison joined the team from Virginia, that would no longer work.  The team chose to publish under the pseudonym “Publius” after  Publius Valerius Poplicola.  He was one of the leaders of the effort to overthrow the Roman monarchy and helped form the Roman Republic around 500 BC.

Jay only ended up writing only a few essays.  He wrote four of the first five, but then fell sick in early December and could not really contribute over the next few critical months.  Some authors say that Jay was absent because he was injured in the Doctors Riot.  In truth, Jay had a flare up of rheumatism that prevented more activity.  He did write one more essay toward the end of the series.

Hamilton wrote the majority of the papers, with 51 credited to his pen, and 29 to Madison.  Another 16 essays are in dispute, with many scholars arguing they were jointly written by both Madison and Hamilton.  Since all were published anonymously, there is no clear record on the point.  They were published first as individual essays in New York papers.

A first volume of essays was published in March of 1788 containing the first 36.  A second volume at the end of May included the later essays, 37-77, with essays 78-85 published for the first time in that volume.  These were influential in explaining the benefits of the new Constitution and have been used by Constitutional scholars ever since, but it’s not clear how much of an impact they had on New York voters.

Ratifying Convention

Governor Clinton did not call for a special session in the fall of 1787.  Instead, he waited until the regular opening of the new session in January of 1788.  He sent the legislature, not only the constitution, but the letters he had received from Yates and Lansing explaining why they had left the convention early and including all of their criticisms.  Clinton did not say anything for or against the Constitution at that time, but simply handed it to the legislature.

For several weeks, advocates were concerned that the legislature might not even call a convention at all.  There were several close votes on how to characterize the convention.  But in the end, the legislators agreed overwhelmingly that this was a decision for the people and that it would be an abuse of their power not to call a convention at all.  They voted in February to hold elections two months later, in late April and early May.  This was the same time that legislative elections were held. They also opened the elections to all adult free white males, eliminating the property requirement that existed for electing legislators. The convention would take place in Poughkeepsie beginning on June 17.  

New York had two pretty well-organized political parties, even if they did not really have names.  They centered around politicians, with one faction backing Governor Clinton, and the other centered around Schuyler and Hamilton.  Those in favor were called federalists. Those opposed sometimes called themselves antifederalists, but also went by the name republicans.

There were twelve newspapers in New York state, all of which were run by federalists.  Only one newspaper printed a substantial number of anti-federalist articles.  The anti-federalists published their own pamphlets which they distributed statewide.

Because of the highly partisan nature of the debate, when the delegate votes were released in late may, there were 46 antifederalist delegates and only 19 federalists.  All of the federalist delegates came from New York City and the surrounding counties.  The rest of the state voted overwhelmingly anti-federalist.

The federalists then put their hopes in the fact that other states were likely to bring the Constitution into effect without New York.  That would mean the question would turn from keeping the Confederation or the new federal government to New York could choose to join the new union or not.  The confederation would be dead.

The federalists hoped to draw out convention debate in order to buy time for news from other states to arrive.  This seemed to work.

When the Convention began, there were still only eight states which had ratified.  On June 24, the Convention learned that New Hampshire became the 9th state to ratify, thus bringing the Constitution into effect.  A week later, on July 2, delegates learned of Virginia’s ratification.

Albany Riot

News of Virginia’s ratification just before Independence Day had varied reactions.  The Anti-federalists saw the new Constitution as a threat to their liberty and independence.  On July 4, a group of anti-federalists in Albany held a public burning of the Constitution.  In response, the federalists held a parade celebrating the Constitution that evening.

The Anti-federalists formed a mob, armed with clubs stones, and bayonets, to stop the parade.  These were not just local thugs.  Yates and Lansing were among those in the anti-federalist mob.  Both sides had been drinking heavily.  The federalists outnumbered the anti-federalists who retreated into a nearby house.  The federalists then besieged the house for some time before the defenders surrendered and were arrested.  

The riots resulted in about 18 seriously injured and one man killed by a bayonet. Despite the violence, work at the convention continued.

Ratification

Word of Virginia’s ratification began to divide the anti-federalist majority at the Convention.  As we saw in Virginia, the debate at the convention turned from yes or no to the Constitution to one of either voting for ratification, or voting for an alternative with lots of amendments to make the new government more acceptable.  New York did not want to be outside the Union, especially with a hostile British Army on its northern border in Quebec.  New Yorkers recognized the continued need for participation in the Union.  

There was also the issue of whether New York would remain the seat for the new federal government.  Obviously if New York refused to join, Congress would move to another state.

The Convention came up with a whole range of amendments to the Constitution.  They also voted to send a circular letter to the other states calling for a second convention to consider amendments. Like other states we’ve discussed, New York wanted a bill of rights, as well as a whole range of other more substantive changes.

Then the debate turned to whether ratification would be unconditional or conditional on these amendments.  Lansing proposed a vote on conditional ratification.  Federalists argued that without an unconditional ratification, New York would have no say in writing any amendments since it would not join the Union until after they were passed.  It would be much better to have New York participate in the amendment process as part of the Union. Federalists also raised the argument that if the convention refused to ratify, that New York City and its surrounding counties might secede from the state of New York and join the United States on their own.

One July 23, the delegates broke the fighting when several anti-federalists agreed to change their proposal to vote for ratification “on express condition” of the adoption of amendments to “in full confidence” that the amendments would be adopted.  This made the vote for ratification unconditional and allowed New York to join the new government.  On July 23, the convention voted 31 to 29 in favor of the new wording, despite the opposition of Governor Clinton and other anti-federalist leaders like Yates and Lansing.  Three days later, the delegates voted 30 to 27 to finalize ratification.

New York would become the 11th state to join the union.

Next week, the Confederation Congress begins the process of establishing the new federal government.

Next Episode 357 First Elections

Previous Episode 355 Virginia Ratification

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Further Reading

Websites

Lovejoy, Bess “The Gory New York City Riot that Shaped American Medicine” Smithsonian Magazine, June 17, 2014:  https://www.smithsonianmag.com/history/gory-new-york-city-riot-shaped-american-medicine-180951766

Anatomy of a Riot, 1788: https://www.sciencehistory.org/stories/magazine/the-anatomy-riot-of-1788

New York & Ratification of the Federal Constitution https://history.nycourts.gov/about_period/federal-constitution

Brawl between Federalists and anti-Federalists, July 4, 1788 https://www.gilderlehrman.org/sites/default/files/00259_SPS.pdf

Violence and the Ratification of the U.S. Constitution in New York City https://www.gothamcenter.org/blog/violence-and-the-ratification-of-the-us-constitution-in-new-york-city

Ratification Riots: https://csac.history.wisc.edu/wp-content/uploads/sites/281/2020/11/Violence-in-the-Ratification-Debate_Essay.pdf

New York Ratifies the Constitution, 26 July 1788 https://archive.csac.history.wisc.edu/ny_ratifies_the_constitution.pdf

VIDEO: The Struggle for Ratification: New York’s Role in Shaping the U.S. Constitution  https://www.youtube.com/watch?v=hOTfjhwcz6o

Free eBooks
(from archive.org unless noted)

Documentary History of the Constitution of the United States of America, Vol 2, Washington: Dept. of State, 1894. 

This Constitution: From Ratification to the Bill of Rights, Washington, DC: Congressional Quarterly, Inc. 1988 (borrow only). 

New York Circular letter, 1788. 

Brant, Irving James Madison: Father of the Constitution, 1787-1800. Bobbs-Merrill Co. 1950 (borrow only). 

Ford, Paul L. Pamphlets on the Constitution of the United States, Brooklyn, NY: 1888. 

Headly, J.T. The Great Riots of New York, 1712 to 1873, New York: E.B. Treat, 1873. 

Kaminski, John, et. al (eds) The Documentary History of the Ratification of the Constitution: Virginia (Vol 18-23) 2003-2009.

Renwick, Henry B. Lives of John Jay and Alexander Hamilton, 1817-1895New York: Harper & Brothers, 1840. 

Jay, John Address to the people of the state of New-York on the subject of the Constitution, New York: Samuel Loudon, 1788. 

Madison, James, Alexander Hamilton & John Jay The Federalist, New York: Random House Modern Library, 1937.

Rutland, Robert A. The Ordeal of the Constitution: The Antifederalists and the Ratification Struggle of 1787-1788, Northeastern University Press, 1983 (borrow only). 

Books Worth Buying
(links to Amazon.com unless otherwise noted)*

Bailyn, Bernard (ed) The Debate on the Constitution : Federalist and Antifederalist Speeches, Articles, and Letters During the Struggle Over Ratification, Part One, Library of America, 1984 (borrow on archive.org). 

Bradford, M.E. Original Intentions: on the Making and Ratification of the United States Constitution, Univ. of GA Press, 1993 (borrow on archive.org). 

Conley, Patrick T & John P. Kaminski The Constitution and the States: The Role of the Original Thirteen in the Framing and Adoption of the Federal Constitution, Madison House, 1988 (borrow on archive.org).

De Pauw, Linda Grant The Eleventh Pillar: New York State and the Federal Constitution, Cornell Univ. Press, 1966 (borrow on archive.org). 

Faber, Michael J. An Anti-Federalist Constitution: The Development of Dissent in the Ratification Debates, Univ. Press of Kansas, 2019. 

Kaminski, John P George Clinton: Yeoman Politician of the New Republic, Madison House, 1993 (borrow on archive.org

Maier, Pauline Ratification: The People Debate the Constitution, 1787-1788. Simon & Schuster, 2010. 

Morris, Richard B. Witnesses at the Creation: Hamilton, Madison, Jay and the Constitution, Holt, Rinehart & Winston, 1985. 

Rossiter, Clinton Alexander Hamilton and the Constitution, Harcourt, Brace & World, Inc. 1964 (borrow on archive.org). 

Smith, Craig R To Form a More Perfect Union: The Ratification of the Constitution and the Bill of Rights, 1787-1791, University Press of America, 1993 (borrow on archive.org

Storing, Herbert J. What the Anti-Federalists Were For: The Political Thought of the Opponents of the Constitution, Univ of Chicago Press, 1981. 

Van Doren, Carl The Great Rehearsal: The story of the making and ratifying of the Constitution of the United States, Viking Press, 1948. (borrow on archive.org

* As an Amazon Associate I earn from qualifying purchases.


Sunday, December 27, 2020

ARP181 West Point Chain


After the defeat and surrender of Burgoyne’s northern army at Saratoga, the threat to upstate New York diminished greatly.  The British abandoned Fort Ticonderoga without a fight and retreated back to St. Jean.  General Gates reported finding the fort had been destroyed and abandoned in November 1777.  

West Point

Even after the British abandoned Ticonderoga, General Guy Carleton still commanded a British force at Quebec.  General Henry Clinton still commanded a force in New York City, but neither had a force large enough to try to succeed where Burgoyne had failed.  The Continentals did not know if the British might make another attempt to take control of the Hudson River the following year.

In the months following the American victory at Saratoga, the Continentals began assembling an army led by General Lafayette to invade Quebec.  However, the lack of sufficient soldiers and supplies led to the mission being abandoned before it even got started.  Also that spring, the Americans debated an attack on Philadelphia or New York City.  Of the two, New York still had far fewer British defenders.  However, the presence of the British Navy around New York still made it a difficult battlefield for the Americans.

General Washington kept his main focus on the British Army in and around Philadelphia.  Upstate New York became less of a focus for everyone.  Congress left General Gates in overall command of New York, even though Gates was serving as the head of the Board of War by this time, and spent the winter and early spring of 1778 near Congress in York.

Israel Putnam Loses Command

In upstate New York, General Israel Putnam served as the commander in the field.  Gates’ overall command was again a bit of a touchy issue because Putnam was more senior to Gates and therefore outranked him.  Everyone seemed to recognize, however, that Putnam was not a strong commander.  His command in upstate New York was because no one expected large-scale combat in that area.  Gates, despite his role in the Conway Cabal, still probably had the best reputation after his victory at Saratoga.

In December 1777, Washington directed Putnam to focus on building river obstructions along the Hudson River.  Although Putnam spent part of the winter back home in Connecticut, he did focus what he could with his army on building new Hudson River defenses.  The biggest obstacle for Putnam was that, just like the soldiers in Valley Forge, his men were starving, and did not have sufficient clothing and blankets to work outdoors over the winter.

Israel Putnam

Others, however, thought that Putnam himself simply was not up to the job.  New York Governor George Clinton wrote to General Gates that same month to say that, while Putnam was certainly a brave soldier, he was not up to the task of building river defenses.

Remember that in October 1777 British General Henry Clinton had launched a raid from New York city, capturing Forts Montgomery and Clinton on the Hudson River.  Putnam had been in charge of the area including those forts.  In November, Congress demanded in inquiry into the defense of those forts, and why it had failed. Washington put off the matter that winter as he was struggling with the difficulties at Valley Forge and dealing with the Conway Cabal that threatened his command of the army.

About five months later in March 1778, Washington was able to turn his attention to Putnam and begin the Congressionally-mandated inquiry.  He relieved Putnam of his command while the inquiry against him proceeded.  Washington’s letter to Putnam is almost apologetic, saying that whether the charges were “well or ill-grounded,” that they “must be indulged.”  It seemed that New Yorkers were refusing any support for the project as long as Putnam remained in command.  To resolve this, Washington put General Alexander McDougall in command of the region.

The court of inquiry would eventually absolve Putnam of any failures of command.  It found that the loss of the forts was the result of a lack of manpower, mostly because almost all available soldiers had been sent to support General Gates’ army at Saratoga at the time of Clinton’s attack.  Despite the acquittal, Putnam did not regain his command.  Instead, Washington requested that he go back to his home state of Connecticut to recruit more soldiers for the coming campaign.

Planned River Defenses

Before Putnam left command, he identified several locations along the Hudson River to build defenses.  His successor, General McDougall took up right where Putnam left off.  The Americans identified four locations along the river where they should build obstructions and establish defenses.

Hudson Valley Defenses
This was not the first attempt to build defenses.  As early as 1775, patriots planned for ways to prevent a British fleet from making its way upriver into the Hudson Valley from New York City.  That was why places like Forts Montgomery, Clinton, and Constitution existed along the river.  The patriots had even constructed a chain across the river at Fort Montgomery in 1776 in order to block ships.  That chain proved a disaster.  When they first deployed the 600 yard chain across the river, it broke from just the strain of the river current.  After a repair and second deployment, it broke again.  

They gave up for the winter, figuring the ice would do a better job of preventing any boats from sailing up the river than their chain did.  Finally, in April 1777, they once again deployed the chain at Fort Montgomery.  When the British sailed up to the river in October, the chain proved to be only a minor nuisance.  After the British captured Fort Montgomery, they could take their time cutting the chain, then sail upriver to Fort Constitution, and then further upriver to burn Kingston, New York.

For the new defenses that they hoped would be in place for 1778, the Americans turned to European engineers for their expertise.  They turned to Louis Lesliaix de la Radiere, a French captain who had received a Continental Commission as lieutenant colonel of engineers in July 1777.  After his appointment to the Hudson River project in the fall, Congress promoted him to full colonel.

De la Radiere wanted to build the new large chain near Forts Clinton and Montgomery, close to where the old chain had been deployed.  Everyone else on the project, including the Governor of New York and General Putnam, wanted the chain further upriver near Fort Constitution.  At that point a natural bend in the river would force any ships to slow down and turn.  The width of the river was not as great there, meaning the chain did not have to be as long.

Radiere’s view was overruled and construction began at Fort Constitution.  Radiere began the work, but complained so much about the site and the project that he asked to be relieved after a few months.  He returned to Washington’s army for a new assignment.

The engineering work then fell to a new officer, Colonel Tadeusz Kościuszko, the Polish officer who most recently had been responsible for the American defenses at Saratoga and who had also been a part of the project to lay a chain across the river at Fort Ticonderoga a year earlier.

Rufus Putnam

To further support the effort, Washington ordered Colonel Rufus Putnam to join the project. Rufus’ grandfather was a cousin of General Israel Putnam. Rufus grew up in Massachusetts and served in the French and Indian War.  He joined the Siege of Boston with his militia unit right after the battle of Lexington and Concord.  When the Continental Army was formed, Putnam received a commission as a lieutenant colonel.  

Rufus Putnam
Putnam earned his engineering cred by setting up the Dorchester Heights defenses in one night.  This forced the British to evacuate Boston in early 1776.  After that, General Washington assigned Putnam to work on the defenses at New York.  In December 1776, his military career faltered when Congress rejected his plan to form a corps of engineers.  

Some sources say that Putnam resigned his commission and returned home to Massachusetts.  In his memoirs, Putnam does not mention resigning.  He says that he simply returned home to Massachusetts to recruit more volunteers for the army.  In late 1777, following Burgoyne’s invasion of New York, Putnam once again offered his services to the Continental Army.  He led two regiments during the battle of Saratoga.  

Although he was not directly involved in building the defenses at Saratoga, Putnam does say that he had discussions with KoÅ›ciuszko about those defenses.  So the two officers probably began to develop a relationship during the Saratoga Campaign.

Bernard Romans

Putnam, KoÅ›ciuszko, and others favored a chain across the Hudson River at Fort Constitution because it was a narrow point in the river with two right angle turns.  The hills around the river caused winds to shift suddenly.  So for sailing ships, it was a difficult maneuver even without any defenses.  Crews would have to slow down and tack their sails to make the turns and navigate the shifting winds.  The first effort to create defenses there went to Bernard Romans in 1775.

Tadeusz Kościuszko
Bernard Romans was a Dutch-born colonist who had moved to upstate New York during the French and Indian War.  He married and settled into the Dutch-speaking community there.  He worked as a surveyor and a cartographer, a job that took him all over North America, including extensive work in the Floridas.

By 1773 though he was back to living in upstate New York.  As the population divided into loyalist and patriot camps, Romans decisively sided with the patriots.  He traveled to Boston where he was present during the Boston Tea party.  He traveled throughout New England where, among other things, he developed relationships with many patriot leaders.  

Because of his engineering experience, the patriot legislature in Connecticut sent Romans in 1775 to Fort Ticonderoga to assist with its capture.  While Colonel Allen and Arnold had already taken the fort by the time he got there, Roman took his soldiers south to capture Fort George.  Like Ticonderoga, the fort surrendered without a fight.  Afterward, Romans returned to Ticonderoga and assisted Benedict Arnold with assessing the guns and ammunition captured there.  

As it became clearer that all out war was underway, New York patriots focused on the need to fortify the Hudson River.  The Continental Congress recommended Romans to the New York Commissioners.  They gave him the job of surveying the river, selecting key locations for fortifications, and building those fortifications.

Romans, working with several other locals, selected Martelaer's Rock as the site to build a fort.  This was a rocky island in the Hudson river.  He set about building Fort Constitution, which later resulted in the island becoming known as Constitution Island.  Romans began work on the fort there, which became a pretty considerable defensive fort, with four bastions and 70 cannons.  

By the end of 1775, many were questioning the choice of the site, and the cost of the fort construction. Although the site on Constitution Island made a land assault on the fort difficult, it also was not the high ground.  Across the river, a rocky point stood far above Fort Constitution, making it an obvious place to launch an artillery attack on the fort.

Disputes between Romans and the New York Commissioners resulted in Romans traveling to Philadelphia to shore up support for his leadership of the project.  Congress did not want to overrule the New York Commissioners and so reassigned him to captain of artillery and sent him off to participate in the Quebec campaign.

Hudson Forts

After Romans’ departure, Fort Constitution fell into neglect.  Many of the cannons and other resources were redeployed downriver where the Continentals focused on Forts Clinton, Montgomery, and Independence.  The British expedition under General Clinton destroyed those forts in 1777, then made its way up to Fort Constitution.  With only a token garrison, the soldiers at Fort Constitution fled without a fight. The British destroyed the fort.  From there, they continued upriver to burn the town of Kingston before withdrawing back to New York City.  For more on this assault, see episodes 164 and 166.

Sketch of West Point
In January 1778, the Americans once again began rebuilding defenses in the area, first under Louis de la Radiere and then under Rufus Putnam and Tadeusz KoÅ›ciuszko.  The men rebuilt Fort Constitution, a little smaller than originally planned, but capable of delivering fire against any ships attempting to make their way around the curve in the river.

To protect Fort Constitution from the high ground on the western side of the river, they built Fort Arnold, named after General Benedict Arnold.  For obvious reasons, this fort would later be renamed Fort Clinton.  However, having established that fort, it became obvious that there was even higher ground to the west that could be used to capture Fort Arnold.  To prevent that, the team constructed a third fort known as Fort Putnam, named for its builder, Rufus Putnam.  Fort Putnam would be the largest fort and would hold the largest garrison in the protection of the other forts.

Next, the problem was that further to the west, there was even higher ground which might be used to threaten Fort Putnam.  There, the engineers built yet another outpost, simply known as Redoubt #4 to prevent any attack from there on Fort Putnam.  Collectively, the forts on the western side of the river became known as West Point.

The Chain

The defenders did not simply want to rely on artillery and the natural river bends to deter any enemy naval advances upriver.  To block passage, they constructed a large chain across the river.  I’ve already mentioned the relative lack of success of other chains.  This one, the defenders hoped, would be different by making it even larger and stronger.

West Point Chain

The officer in charge of constructing the Chain was Captain Thomas Machin.  The captain was an English-born engineer who specialized in metallurgy and canal-building.  In 1772, his employer sent him from England to New Jersey to inspect a copper mine.  Machin opted to stay in the colonies and settled in Boston.  He supported the patriots and obtained a commission in the Continental Army.  He had been working on the Hudson River defenses since 1776 and had been responsible for the Fort Montgomery chain which had proven to be a disaster.

Even so, Machin had the most experience in the area and was ready for another try.  This new chain would have to span 600 yards.  Each link was made of iron bars that were more than two square inches thick and weighed over 100 pounds each.  The total weight of the chain was over 180 tons.

Fortunately, the colonies had a large iron industry. At the time the war began, the colonies were producing 30,000 tons of iron each year, roughly 14% of worldwide production.  Production of the chain went to a local New York forge run by Peter Townshend.  If you are of a certain age might make you ask Who? But no relation.  The forge was over thirty miles away.  When asked if he could get the links overland to the fort, over poorly marked roads Townsend assured them that “I can see for miles” and to further doubt, he told them “you better, you bet.”  To concerns that the chain might break like the one at Fort Montgomery, Townsend assured them that “we won’t get fooled again.”  When asked about whether his young workers were up to the task he told them they were “talkin’ bout my generation,” that these were “rough boys,” and that “the kids are alright.”  Ok, I’ll stop now.

The individual links had to be drawn on ox-drawn sleds to New Windsor, upriver from West Point.  From there, they were floated down on rafts and assembled together on site.  Once in place, the chain rested on rafts to keep it afloat.  Each raft was over fifty feet long and twelve feet wide.  A series of ropes and pulleys allowed operators to adjust the chain as needed.   Large stone filled boxes served as anchors on each side of the river to hold the chain in place.

By April 1778 the hundreds of men working to build and move the chain had it in place across the Hudson River.  A long barrier was built about 100 yards south of the chain to slow down any ship that might try to build up enough speed to break through the chain.  The entire process took only about eight weeks from conception to completion.

If a ship had to pass upstream the team could lower a portion of the chain to create a gap.  To prevent any destruction from winter ice, the team would have to pull in the chain each winter and then redeploy it in the spring.  As such, it would take a team of hundreds of men to maintain it.  Artillery batteries sat right along shore to fire on any ships and prevent any direct assault on the coasts where the chain was anchored.  These shore batteries were in turn protected by the series of forts sitting just above them.

West Point Garrison

General Samuel Parsons served as the first fort commander.  He oversaw the building project from almost the beginning.  He would serve until General Benedict Arnold took command of the fort in the summer of 1780.

View of West Pont from Constitution Island
Over the first three years, the garrison worked to build and improve the defenses.  KoÅ›ciuszko remained head engineer for several years, working directly on the defensive features of the fort complex.  He would be stationed there until 1780 when he transferred to the southern theater.

George Washington considered West Point to be a critical lynchpin of Continental defenses.  He made it his headquarters in June of 1779 and remained there for several months before moving south to Morristown, New Jersey.

The total size of the garrison was considerable.  It varied over the course of the war, but at times was over 3000 soldiers.  As such, West Point was generally considered to be an impregnable defensive point on the Hudson River which the British would not be able to pass again.  The chain would remain in place for the remainder of the war.  The British would never again attempt to make their way up the Hudson River from New York City.

I mean, the only way the British might have a chance would be if they bribed the West Point commander and convinced him to turn over the fort and the garrison in exchange for a large sum of money and perhaps a commission in the British regular army.  But what are the chances of that happening?

Next week, we return to Philadelphia as General Howe prepares to turn over command to General Henry Clinton.

- - -

Next Episode 182 Occupied Philadelphia 


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Further Reading

Websites

Levine, David Hudson Valley Chain: https://hvmag.com/life-style/history/hudson-valley-chain-american-revolution

Sambaluk, Nicholas Michael. “Making the Point—West Point’s Defenses and Digital Age Implications, 

Cubbison, Douglass Historic Structures Report: The Hudson River Defenses at Fortress West Point 1778-1781.” The Cyber Defense Review, vol. 2, no. 2, 2017, pp. 141–154. JSTOR, www.jstor.org/stable/262673481778-1783: https://www.yumpu.com/en/document/read/22354665/historic-structures-report-the-hudson-river-defenses-at-fortress-

Great Chain at West Point: http://www.fortwiki.com/Great_Chain_-_West_Point

“To George Washington from Lieutenant Colonel La Radière, 13 January 1778,” Founders Online, National Archives, https://founders.archives.gov/documents/Washington/03-13-02-0187

“To George Washington from Major General Israel Putnam, 13 February 1778,” Founders Online, National Archives, https://founders.archives.gov/documents/Washington/03-13-02-0443

“To George Washington from George Clinton, 5 March 1778,” Founders Online, National Archives, https://founders.archives.gov/documents/Washington/03-14-02-0046

“From George Washington to Major General Israel Putnam, 16 March 1778,” Founders Online, National Archives, https://founders.archives.gov/documents/Washington/03-14-02-0169

Free eBooks
(from archive.org unless noted)

Bannerman, Francis History of the great iron chain: laid across the Hudson River at West Point in 1778, by order of General George Washington, New York: Military War Museum, 1900.

Coxe, Macgrane The Sterling furnace and the West Point chain; an historical address delivered at Sterling Lake, New York, Priv. print. [by the De Vinne press], 1906.

Putnam, Rufus The Memoirs of Rufus Putnam and Certain Official Papers and Correspondence, New York: Houghton, Mifflin and Co. 1903.

Books Worth Buying
(links to Amazon.com unless otherwise noted)*

Diamant, Lincoln, Bernard Romans: Forgotten Patriot of the American Revolution, Harbor Hill Books, 1985. 

Diamant, Lincoln, Chaining the Hudson: The Fight for the River in the American Revolution, Fordham Univ. Press, 2004. 

Haiman, Miecislaus Kosciuszko in the American Revolution, Boston, Gregg Press, 1972.

Hubbard, Robert E. General Rufus Putnam: George Washington's Chief Military Engineer and the "Father of Ohio",  2020

Storozynski, Alex  The Peasant Prince: Thaddeus Kosciuszko and the Age of Revolution,  Thomas Dunne Books, 2009.

* As an Amazon Associate I earn from qualifying purchases.